Fugro Regulations 2007 on the holding of and effecting transactions in Shares and other Financial Instruments

I. Introduction

• Definitions
• Scope
• Statutory prohibitions and notification obligations

II. General prohibitions applicable to all Managing Directors, Supervisory Directors, Executives, and Designated Employees

• Prohibitions against executing transactions in relation to Fugro Financial Instruments
• Prohibitions against executing transactions in relation to Affiliated Financial Instruments
• Prohibitions against executing transactions in relation to Other Financial Instruments
• Prohibition against disclosure; prohibition against making recommendations

III. Notification obligations applicable to all Managing Directors, Supervisory Directors, and Executives

• Notification obligations under chapter 5.4 of the FMSA

IV. Notification obligations applicable to all Managing Directors and Supervisory Directors

• Notification obligations under chapter 5.3. of the FSMA

V. Specific provisions with regard to Managing Directors

• Freedom of investment; long-term investment in Fugro Financial Instruments
• Prohibitions with regard to options

VI. Specific provisions with regard to Supervisory Directors

• Freedom of investment; long-term investment in Fugro Financial Instruments
• Prohibitions with regard to options

VII. Specific provisions with regard to Executives

• Prohibitions with regard to options
• Notification obligations under the FMSA

VIII. Specific provisions with regard to Designated Employees

• Prohibitions with regard to options
• Notification obligations under chapter 5.3. FSMA

IX. Other Employees and Option Holders

• Prohibition against effecting transactions, disclosure and making recommendations
• Closed Period for Options Holders
• Notification obligations under chapter 5.3 of the FSMA

X. Affiliated Persons

• Notification obligation

XI. Other provisions

XI.1  Central Officer

• Appointment and dismissal
• Contact details
• Duties and powers
• Advice; dispensation
• Deputy(ies)
• Annual reporting

• Contents
• Responsibility; specified purpose
• Provision to third parties
• Custody; custody period
• Inspection
• Adjustment of data
• Security

• Quarterly report

• Forms

• Designated Employees
• Closed Periods
• Affiliated Issuing Institutions
• Notification of prohibitions

• Sanctions
• Circumstances not covered by the Regulations
• Entry into force
• Amendments
• Governing law

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